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Practising Law Institute Webcast: Broker-Dealer and Adviser Regulatory Compliance Forum 2013

Date:	Wed, Feb 20, 2013 9:00am - 1:30pm
Type:	Continuing Legal Education
Location:	CBA Offices 175 South 3rd St., Ste. 1100 Columbus, OH 43215

Webcast sponsored by Practising Law Institute (PLI) out of New York, NY.

Columbus Bar Association is the Groupcast location in Columbus.

Description:

Brokerage and advisory firms' compliance programs are under intense regulatory scrutiny. At this program, attendees will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators will review current regulatory initiatives and recent examination and enforcement activity to give attendees a multi-faceted perspective on requirements and best practices in this area.

February 20, 2013: 9:00 a.m. - 1:30 p.m.

Register:

Click here for more information and to register. This will take you to PLI New York.

Select Columbus, OH Groupcast as your Location.

CLE Accreditation:

PLI New York will report up to the maximum available Ohio CLE Hours.

Ohio CLE Hours: 4.0 CLE Hours